Connect with me on LinkedIn
Sign #1 -Your not getting the basic fiduciary documentation and services
Another sign that you're not working with a specialist is you're not getting the 10 basic services from your advisor. I have a checklist that are the 10 basic fiduciary services. This is check the box stuff. Things like:
-Do you have an Investment Policy Statement?
-Do you have committee charter documents?
-Are you getting fiduciary training in your reviews?
-Do you have great draft committee meeting minutes? (And meeting minutes aren't always created equal) Are you even getting meeting minutes from your advisor?
The opinions voiced in this podcast are for general information only and are not intended to provide specific advice or recommendations for any individual. To determine which investment(s) may be appropriate for you, consult with your attorney, accountant, and financial advisor or tax advisor prior to investing.
10 Basic Services Checklist
Download our checklist to see if you're getting the 10 basic services ANY plan sponsor should receive from their advisor.
If You Can't Check All 10 Boxes...
it's time to start EXPECTING MORE
Schedule a 30 minute meeting with me to discover opportunities to save you money and/or improve your plan.
Securities offered through LPL Financial, Member FINRA/SIPC. Investment advisory services are offered through Global Retirement Partners, an SEC Registered Investment Advisor. Global Retirement Partners and Strategic Retirement Partners (SRP) are separate entities from LPL Financial.
Global Retirement Partners employs (or contracts with) individuals who may be (1) registered representatives of LPL Financial and investment adviser representatives of Global Retirement Partners, or (2) solely investment adviser representatives of Global Retirement Partners. Although all personnel operate their businesses under the name Strategic Retirement Partners (SRP), they are each possibly subject to differing obligations and limitations and may be able to provide differing products or services.
The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any state resident of any other state.
© 2021 All Rights Reserved